As a Compliance Associate at Koda Capital, Carl works with the Head of Risk and Compliance and the broader team to ensure the successful implementation and operation of Koda’s risk management procedures.

Carl has worked in financial services since the early 2000s. During this time he has predominantly held roles within wealth management and stockbroking firms, and has worked both in the UK and Australia. Prior to joining Koda, Carl was the Risk Integrity Manager at Crestone Wealth Management.

Melbourne born and based, Carl has an Advanced Diploma in Financial Planning, RG146 accreditation in securities, managed investments, superannuation, foreign exchange and margin lending, is ASX Accredited Derivatives Adviser Level 2 (ADA2) and is a Master Practitioner Member of the Stockbrokers and Financial Advisers Association (MSAFAA).

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